Harren v. Armenta

NOTICE: NOT FOR OFFICIAL PUBLICATION.
UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION IS NOT PRECEDENTIAL
AND MAY BE CITED ONLY AS AUTHORIZED BY RULE.

IN THE
ARIZONA COURT OF APPEALS
DIVISION ONE

ROBBIN HERREN, Plaintiff/Appellant,

v.

M. CRIS ARMENTA, et al., Defendants/Appellees.

No. 1 CA-CV 18-0381
FILED 1-14-2020

Appeal from the Superior Court in Maricopa County
No. CV2015-010101
The Honorable Rosa Mroz, Judge

AFFIRMED

COUNSEL

Ahwatukee Legal Office PC, Phoenix
By David L. Abney
Counsel for Plaintiff/Appellant

Manning & Kass, Ellrod Ramirez Trester LLP, Phoenix
By Anthony S. Vitagliano, Robert B. Zelms, Karly K. White
Counsel for Defendant/Appellee M. Cris Armenta

Broening Oberg Woods & Wilson PC, Phoenix
By Richard E. Chambliss, Sarah L. Barnes
Counsel for Defendants/Appellees Michelle M. Holden and Kelley Moss &
Holden, PLLC
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MEMORANDUM DECISION

Judge Kent E. Cattani delivered the decision of the Court, in which
Presiding Judge Lawrence F. Winthrop and Judge Diane M. Johnsen joined.

C A T T A N I, Judge:

¶1 Robin Herren appeals from the judgment entered against her
in favor of M. Cris Armenta, Michelle Holden, and the law firm Kelley,
Moss, & Holden, PLLC (collectively, “Appellees”) on Herren’s claim for
legal malpractice arising from Appellees’ representation of Herren in
litigation resulting from a contract dispute. For reasons that follow, we
affirm, holding that the superior court correctly determined that Herren
failed to prove the causation element of a malpractice claim—that but for
Appellees’ negligence, Herren would have succeeded in the underlying
case.

FACTS AND PROCEDURAL BACKGROUND

I. Herren’s Litigation Against Tonto Supply, Inc.

¶2 The case in which Herren alleges Appellees committed legal
malpractice involved Herren’s dispute with Tonto Supply, Inc. over a
gravel-mining contract. In October 2003, Herren and another individual
(who is no longer involved in this case) purchased from Santa Fe Railroad
Company a quitclaim deed conveying Santa Fe’s “right, title, and interest,
if any,” to the sand and gravel located within 100 feet of the surface on a 40-
acre parcel of land in Mohave County (the “Property”).

¶3 In 2008, Herren contracted with Tonto Supply to develop a
gravel-mining operation on the Property, but the agreement soon devolved
into a dispute. Herren eventually sent Tonto Supply a notice of material
breach and hired Armenta, a California-licensed attorney, who sent Tonto
Supply a letter terminating the contract.

¶4 Tonto Supply then filed a multi-claim lawsuit against Herren,
and Herren hired Arizona-licensed Holden and her firm to assist with the
lawsuit. After Appellees filed an answer and counterclaims on Herren’s
behalf, Tonto Supply filed five motions for partial summary judgment on
various claims and counterclaims and sent Herren a request for admission
of 25 factual matters. Appellees did not respond to the request for

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admissions and failed to timely respond to the partial summary judgment
motions. Appellees were late responding to four of the motions, even after
obtaining an extension following the initial deadline, and Appellees
neglected to respond at all to one of the motions.

¶5 The superior court deemed the requested fact submissions to
be admitted and granted Tonto Supply’s motions for partial summary
judgment, citing among other rationales the fact admissions and the failure
to comply with the procedural requirements of the summary judgment
rule. See Ariz. R. Civ. P. 56(c).

¶6 Herren appealed the resulting judgment, and another panel
of this court affirmed. Tonto Supply, Inc., v. Herren, No. 1-CA-CV 11-0495,
2012 WL 6645691 (Ariz. App. Dec. 20, 2012). The court rejected Herren’s
argument that the judgment against her was in effect an improper
discovery sanction based on her deemed admissions. See id. at *3, ¶ 18.
Although the court noted the admissions and Herren’s discovery
violations, the court did not rely solely on those factors or on Appellees’
failure to comply with the procedural requirements of Rule 56. Id. at *3–4,
¶¶ 19, 22. Instead, the court concluded that summary judgment was proper
on the merits because, even without considering the deemed admissions,
Herren’s responses failed to present admissible evidence supporting her
opposition to Tonto Supply’s claims. See id. at *4–5, ¶¶ 23–25. The court
held that, because Tonto Supply had submitted “deposition transcripts and
other exhibits that provided independent grounds showing that no genuine
dispute of material fact existed for trial,” Tonto Supply was entitled to
judgment as a matter of law. Id. at *5, ¶ 25.

II. Subsequent Legal Malpractice Claim.

¶7 Herren filed the instant legal malpractice lawsuit, asserting
that Appellees mishandled the Tonto Supply litigation. Herren sought,
among other damages, an award of lost profits she asserted she would have
received under her contract with Tonto Supply.

¶8 After the court granted partial summary judgment in favor of
Appellees on Herren’s claim for lost profits, Appellees filed a motion for
summary judgment on the case as a whole, arguing that Herren had failed
to provide required expert testimony to establish the causation element of
her legal malpractice claims. After considering the parties’ briefing on
causation, as well as Herren’s submission of an initial expert affidavit and
a supplemental affidavit, the court granted summary judgment in favor of
Appellees. The court found that Herren had failed to present evidence to

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establish that, but for Appellees’ alleged negligence, she could have
avoided or would have been successful in the Tonto Supply litigation. The
court concluded that Herren’s initial expert affidavit was conclusory and
thus insufficient to establish causation, and that the supplemental affidavit
was untimely. The court further found that even if the supplemental
affidavit had been timely submitted, it would not have established a basis
for relief because, although it offered additional detail of how Appellees
were negligent, it still lacked any reasoned analysis of causation.

¶9 Herren timely appealed from the resulting judgment, and we
have jurisdiction under A.R.S. § 12-2101(A)(1).

DISCUSSION

¶10 Herren challenges the superior court’s final summary
judgment ruling on causation. Summary judgment is proper when no
genuine issues of material fact exist and those undisputed facts establish
that the moving party is entitled to judgment as a matter of law. Ariz. R.
Civ. P. 56(a); Orme Sch. v. Reeves, 166 Ariz. 301, 309–10 (1990). Even an issue
of fact (like causation) that is generally reserved for the jury is amenable to
summary judgment “if no reasonable juror could conclude that the . . .
damages were proximately caused by the defendant’s conduct.” Gipson v.
Kasey, 214 Ariz. 141, 143, ¶ 9 n.1 (2007). We review de novo the superior
court’s ruling granting summary judgment, considering the facts and all
reasonable inferences in the light most favorable to the party opposing
summary judgment. Rasor v. Nw. Hosp., LLC, 243 Ariz. 160, 163, ¶ 11 (2017);
Cramer v. Starr, 240 Ariz. 4, 7, ¶ 8 (2016).

¶11 As in any negligence case, a plaintiff asserting legal
malpractice must prove (1) duty, (2) breach, (3) causation, i.e., “that the
[attorney’s] negligence was the actual and proximate cause of injury,” and
(4) damages. Glaze v. Larsen, 207 Ariz. 26, 29, ¶ 12 (2004). For alleged
negligence during litigation, the plaintiff must prove a “case within a case”
to establish causation: but for the attorney’s negligence, the plaintiff/client
would have succeeded in the underlying lawsuit. Id.; Elliott v. Videan, 164
Ariz. 113, 119–20 (App. 1989).

¶12 Because Herren’s claims sought damages arising from the
unsuccessful outcome in the Tonto Supply litigation, she was required to
provide an expert opinion affidavit detailing how Appellees’ negligence
damaged her, i.e., show that but for the alleged negligence, she would have
been successful in the Tonto Supply litigation. See A.R.S. § 12-2602(B)(4);
Elliott, 164 Ariz. at 119–20.

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¶13 An expert affidavit in this context must detail the “manner in
which the [attorney’s] acts, errors or omissions caused or contributed to the
damages or other relief sought” by the plaintiff. See A.R.S. § 12-2602(B)(4).
“But affidavits that only set forth ultimate facts or conclusions of law can
neither support nor defeat a motion for summary judgment.” Florez v.
Sargeant, 185 Ariz. 521, 526–27 (1996) (collecting cases).

¶14 Herren submitted a preliminary affidavit from an expert to
attempt to establish causation. Although the preliminary affidavit offered
some detail as to how Appellees’ performance in the Tonto Supply
litigation was sub-standard, it offered only a conclusory statement as to
causation:

In my opinion, Plaintiff Herren was damaged as a result of
the Defendants’ negligence. The careless manner in which
her case was handled by her attorneys caused or contributed
to the final judgment entered against her. She certainly lost
any chance she had to present her factual and legal positions
in the most persuasive fashion.

But “[n]egligence is not actionable in the abstract,” Barrett v. Harris, 207
Ariz. 374, 382, ¶ 28 (App. 2004) (citation omitted), and the proffered
affidavit failed to point out how Appellees’ negligence “caused or
contributed” to the unsuccessful outcome in the Tonto Supply litigation.
See A.R.S. § 12-2602(B)(4). It did not describe any facts or identify any legal
positions that could have led to a different result in the underlying case,
and it provided no explanation of what would have occurred (and why)
had the underlying lawsuit been litigated properly. See Florez, 185 Ariz. at
526; Molever v. Roush, 152 Ariz. 367, 374 (App. 1986).

¶15 Nor did the supplemental affidavit cure the problem. First,
the superior court could properly reject the supplemental affidavit as
untimely because it was filed one month after the discovery deadline,
without any showing of good cause, and after Appellees had already
submitted their dispositive motions. See Ariz. R. Civ. P. 26.1(a)(6), 37(c)(1).
Second, and more importantly, as the superior court noted, the
supplemental affidavit was insufficient because it still did not explain how,
but for Appellees’ negligence, Herren would have achieved a more
successful outcome to her dispute with Tonto Supply. The supplemental
affidavit offered additional examples and detail of Appellees’ deficient
performance. And it referenced “causation” more times than the
preliminary affidavit. But it did not provide meaningful information
describing how Herren could have prevailed but for Appellees’ failures.

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¶16 The supplemental affidavit stated, for example, that
“Herren’s chances of prevailing on any theory in the underlying case were
certainly diminished, if not completely extinguished, by the inadequate
representation,” without explaining what theory would have led to Herren
prevailing. The supplemental affidavit similarly offered an opinion that
“[b]ut for” Appellees’ substandard conduct in “instigating and handling”
the Tonto Supply litigation, “Herren would have had a better chance of
success in her defense of that lawsuit” and “would have been able to mount
a successful defense.” But again, the affidavit failed to describe what
meritorious defense could have been offered by competent counsel.

¶17 As an alternative to relying on Appellees’ deficient
performance in the course of the Tonto Supply litigation, the supplemental
affidavit posited that Appellees caused Herren harm because they should
have advised her to avoid the litigation entirely, or at least to consider
settling or abandoning the case at an early stage. But this causation theory
relies on the premise that Herren would in fact have abandoned the
litigation or settled with Tonto Supply if so advised, and Herren did not
present any evidence to that effect. Nor did the affidavit explain how a
competent attorney could have persuaded her to drop the case, particularly
given that Herren continues to assert she would have won the case against
Tonto Supply with competent representation.

¶18 In sum, neither the initial expert affidavit nor the
supplemental affidavit proffered either (1) a theory under which Herren
could have prevailed in the underlying litigation or (2) facts showing that
Herren would have dropped the litigation if she had been competently
advised by Appellees. Accordingly, the superior court did not err by
concluding Herren had failed to demonstrate a genuine issue of fact as to
causation and by entering summary judgment in favor of Appellees.1

1 Herren also challenges the superior court’s partial summary
judgment ruling in favor of Appellees on lost profits. That ruling was based
on the court’s conclusion that Herren never owned the sand and gravel
rights on which those damages were based: because Santa Fe had conveyed
any sand and gravel rights it owned to a third party years before its
transaction with Herren, Santa Fe retained no rights that could be conveyed
to Herren by the quitclaim deed in 2003.

Herren asserts that although Santa Fe previously conveyed of “all of
its right, title and interest in and to all of the . . . minerals whatsoever” in

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CONCLUSION

¶19 For the foregoing reasons, we affirm.

AMY M. WOOD • Clerk of the Court
FILED: AA

1953, Santa Fe implicitly retained a “profit à prendre,” i.e., the “right or
privilege to go on another’s land and take away something of value from
its soil.” See Black’s Law Dictionary (11th ed. 2019). Although skeptical of
Herren’s assertion that the 1953 conveyance conveyed something less than
all of Santa Fe’s remaining rights to sand and gravel, we need not and do
not address Herren’s profit à prendre argument because the summary
judgment ruling on causation is dispositive as to the entire case.

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